• Home
• About us
• Compliance
• Risk Management
• Open Positions

According to the Swedish Financial Supervisor, all financial institutions should have an independent function for regulatory compliance. Compliance is responsible for informing management of the risks associated with non-compliance, monitoring the business to ensure compliance and informing the management team and board of directors of compliance related issues.

Depending on the nature and size of a financial institution, compliance can be organised in different ways.
Compliance should be independent and among other things:
- Inform board and management about new regulations
- Surveil and control that the ongoing business follows regulations
- Assist the ongoing business with the formation of new policies and guidelines
- Report to board and management about compliance risks and compliance questions
- Support the ongoing business with questions concerning regulations

For institutions needing to gain independence, strengthen internal compliance or reallocate employee resources, we will perform the following compliance functions for you:

- Updates, information and education on new regulations and assistance with regulatory implementations
- Monitoring of and adherence to the business’ compliance procedures
- Reporting of compliance issues and risks to the board of directors
- Assistance with ad hoc issues

Fulfilling the board’s, the management’s, and regulator’s demand on good compliance work.